May manage federal/state regulatory agency relationships to obtain regulatory approvals and provides required regulatory feedback.Ability to assess the needs of various departments to provide oversight and effective challenge of FLOD and SLOD monitoring plans.5 years of work experience compliance oversight, monitoring (QA), testing (QC) or audit departments at a large complex financial institution.Advanced knowledge of Microsoft Office tools to include Word, Excel and PowerPoint.
Demonstrated ability to communicate effectively at all levels of management.Demonstrated ability to apply advanced knowledge of regulatory compliance to consult and provide insight and guidance.Advanced knowledge of compliance laws, regulations and regulatory expectations.Expert knowledge of relevant industry regulations and regulatory compliance in a specific area.Demonstrated experience working in a highly regulated environment.8 or more years relevant experience in compliance, risk, legal or audit within the financial services or insurance industry.Bachelors degree or 4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.
Serves as the technical expert regarding compliance laws and regulations and provides direction to others on complex issues.Executes compliance risk management activities in accordance with enterprise compliance standards.May coordinate and respond to regulatory requirements and requests and ensures the execution of examinations.Maintains and expands expert knowledge of the competitive/regulatory landscape and the company's key challenges.Develops, designs and delivers compliance strategies to influence business leadership on effective solutions and may represent leadership on complex issues.Assesses results of data analyses, provides credible challenge and recommends innovative compliance solutions.Anticipates and identifies future needs, opportunities and potential compliance solutions, and leads cross-functional teams through the problem resolution process.
Compliance and risk manager professional#
In partnership with the business and key partners, continuously drives a strong culture of compliance and demonstrates integrity and professional judgment in protecting the interests of USAA and its members. Provides second-line independent oversight and guidance regarding business products, services, and processes through a compliance framework to ensure they are implemented in accordance with regulatory requirements. Purpose of JobThis is a Hybrid role we are seeking a Compliance Risk Manager Lead for our San Antonio, TX, Phoenix, AZ, Tampa, FL, Plano, TX and Charlotte, NC facility.
0 kommentar(er)
